Below are the regulatory filing submission deadlines occurring from January through March 2021.
References:1. Submission deadline is based upon guidelines issued by ESMA, exact date to be determined by reference to rules implemented by individual jurisdictions (in which filing obligation is owed).
2. Schedule 13G deadlines depend on the type of adviser and may occur throughout the year as thresholds are met.
3. For advisers with a December 31 fiscal year end.
ACA COMPLIANCE GROUP