Do you have a complete picture of activity and behavior across the organization?
With regulators continuing to crack down on market abuse – and to invest in their own technological and analytical capabilities to detect misconduct – firms need to be more proactive than ever in identifying potential problems before the regulator does.
Add to this the regulators’ expectation that compliance professionals should supplement their expertise with surveillance technology, and compliance teams around the globe are feeling the pressure to keep pace.
Implementing a holistic surveillance solution can help.
Our latest white paper provides a deep dive on holistic surveillance, why it matters now, and what your firm needs to know to implement its own holistic surveillance program, including:
Download ACA’s white paper here.
ACA COMPLIANCE GROUP